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Thoughts on the Importance, and Necessity of Folklore By Rafe Martin This article is based on an oral talk presented by Rafe at the May 2004 International Reading Association National Convention in Reno, Nevada. The article has been written for and will appear in the Spring 2005 issue of The Dragon Lode, The Journal of the Children’s Literature and Reading Special Interest Group of The International Reading Association.
Looking back over the last forty years of my thinking, writing, and storytelling
I see now that they have all been attempts to explore a question, well,
two questions, really, that have been both guiding and haunting me: “What
is folklore and why is it important?”
The more I think about it, the more I see that these are not simply questions
for me or even just for children, parents, educators and children’s book
writers. Joyce compulsively explored these same questions. Shakespeare
was bound and beholding to them. Melville cut his teeth on them. I think
they lie behind the best of who we collectively and individually, are.
They are fundamental questions because they are intimately linked with
our human origins, with the nature of the imagination, and with the reality
of a human “interior” to the world.
There is no little man or woman inside our skulls giving directions.
In essence the human interior we live within, that realm of compelling
thoughts, attitudes, judgments -- the ones we listen to, are guided by and
which shape our lives-is built of dreams, and those dreams seem to remain
astonishingly constant throughout human cultures and time. Those dreams
form, and are formed by, folklore. For in and through them we discover
the configurations of a human interior and its denizens-the good and evil,
the compassionate and selfish archetypes of the psyche. And we are shown
the consequences of choosing one road over another. It’s as if we, and
the characters of folklore, are always standing at some crossroads in
a dark forest. Which road shall we take?
One road is built of kindness. In stories nothing is literal or physical;
roads are built not of brick and gravel and tar, but of thoughts and deeds
which, in turn, are themselves, built of and express underlying values.
But values in stories don’t mean My values as opposed to Your
values. Rather, they simply demonstrate consequences, or cause and effect.
If I do this, this is likely to happen. If I do that, that is likely
to happen. What is it I want to have happen in my life-story? So,
one road, as I’ve said, is built of kindness, generosity, good humor,
and faith in human and animal and nature’s own vast potential. Another
road is built of selfishness, cruelty, fear, ill humor, and little faith
in the potential of life itself to heal and sustain.
Folklore maps the territory, shows us the roads before us, and sets us
free to walk the roads we choose-after allowing us to experience each
road for ourselves. For, in stories, folk stories, all the characters
are so universal as to be not individual characters as in fiction, but
more generally recognizable aspects of our own psyches; characters common
to all. Which is why the one voice, of one storyteller, can carry and
reveal them.
So, somewhere, right now, in some form, Jack is stealing back his stolen
goods from the terrible giant, then chopping down the vine. Timberrrrr!
Somewhere, in some form, right now a girl sits by the cinders, unjustly
confined within ugliness, who will then be released to her own beauty-and
the world’s.
Here is what Italo Calvino in his very convincing introduction to his
masterful Italian Folktales has to say about the realm now so foolishly
being cast aside by contemporary, market-driven publishing. I think that
no one has made the case for folklore more eloquently and concisely. Though
it is a longish quote I want to present it in its entirety here. Now that the book is finished, I know that this was not a hallucination,
a sort of professional malady, but the confirmation of something I already
suspected-folktales are real.
. . . folk stories are the catalog of the potential destinies of men
and women, especially for that stage in life where destiny is formed,
i.e., youth, beginning with birth, which itself often foreshadows the
future; then the departure from home, and finally through the trials
of growing up, the attainment of maturity and the proof of one’s humanity.
This sketch, although summary encompasses everything: the arbitrary
division of humans, albeit in essence equal, into kings and poor people;
the persecution of the innocent and their subsequent vindication, which
are the terms inherent in every life; love unrecognized when first encountered
and then no sooner experienced than lost; the common fate of subjection
to spells, or having one’s existence predetermined by complex and unknown
forces. This complexity pervades one’s entire existence and forces one
to struggle to free oneself, to determine one’s own fate; at the same
time we can liberate ourselves only if we liberate other people, for
this is the sine qua non of one’s own liberation. There must
be fidelity to a goal and purity of heart, values fundamental to salvation
and triumph. There must also be beauty, a sign of grace that can be
masked by the humble, ugly guise of a frog; and above all there must
be present the infinite possibilities of mutation, the unifying element
in everything: men, beasts, plants, things.
In other words we, our psyches, NEED folklore. Our psyches are
folklore. To lose folklore is not just to lose a few stories. It is to
lose a realm of imagination we need to understand our lives, and even
to survive.
I find it horrifying, an appalling dereliction of duty, that this very
realm is now being so rapidly abandoned by major publishers. Instead,
through the large chain bookstores, children are being fed the cute, the
clever, and the flashy celebrity title of a Madonna, or Jay Leno. Not,
I think, a particularly nourishing meal as far as children’s literature
goes. Is there anything there that will stick to the ribs?
We have lost our soul, for the soul of all literature is the tale, whose
tradition extends infinitely back and infinitely forward and most importantly,
for all time is only NOW for the psyche, infinitely inward.
The imagination is fed, has been fed, for countless generations through
such folktales. Traditional stories are food for the soul.
Folklore is not kiddie and is not dated. Though it may go in and out
of publishing fashion. But that has nothing to do with its validity, vitality,
relevance, or importance.
Our culture has become fascinated, hypnotized with what is new. Give
us the latest this, or that; the latest craze, and we are happy, but only
for a shorter and shorter time. For technology increases the speed of
the surface, increases the potential for such one-night stands of attention.
It is not wrong or bad. It’s just that this story we are telling ourselves
with technology has, along with its particular strengths of speed and
simultaneity, consequences, side-effects, and limitations, which may not
be what we really want. In the realm of narrative this can mean fascination
with the wizardry of the telling rather than with the strength of the
story. When this happens, causes and effects drown in a sea of marvels.
The story itself is lost at sea, the viewers cast adrift. The telling
then has no lasting meaning, its purpose limited to an hour and a half
of entertainment.
I am fascinated with what is old, not new. With what has endured. With
the places of roots and bedrock. With what is common to all. With what
is taken for granted and ignored.
The language of folklore is the language of our recurring dreams. And
nightmares.
The tales have an important role, even today. The imagination never ages.
Its needs remain ever-young. Just as we cannot outgrow our need for a
balanced diet, so too, we cannot outgrow our need for nutrition for the
mind. And the imagination as I’ve said, is not "kiddie." It is out of
our imaginations, out of our dreamed sense of self, that we create our
real lives. Dream that you can be a writer, a doctor, a pilot, a scientist,
a teacher and you have a chance of becoming that very thing. If you cannot
see it, form an image of it in the mind, the odds are, you will not, cannot
become it. Folktales are food for the mind. They allow us to form clear
images and to play with those images, gathering them into recognizable
shapes and patterns, helping us organize, to value-pattern raw experience
into a meaningful form, the form of a life that "works." They are maps,
not the territory. But without maps one cannot go far without becoming
lost.
TV relaxes us, helps us forget the days’ burdensome decisions and tasks.
A necessary ally these days. In many ways it has become the folklore of
the time. Yet it does not do what true tales do-it does not restore us.
It does not open the mind to wonder. It does not create multi-leveled
images that you can chew on your whole life. (Aha, why that’s like
when the youngest brother shared his food with the little fox!)
Traditional tales are the mind’s restoration. Which is why artists throughout
the ages have returned to folklore again and again as the major source
of themes, of pattern, character, and structure. Traditional tales show
us the fundamental paths in life and they return us to a sense of faith
in not only our own humanity and creative powers, our essential goodness,
but also restore to us what is most missing today - faith in the powers
of the natural world itself. They remind us that all things live and communicate.
That trees and animals, stars and rivers can and do speak-for those willing
to listen. They reconnect us with a living world in which all things have
a mysterious and meaningful place. They remind us that it is only ill-will
that can close this world to us.
Is this a childish fantasy? Think again. It is exactly the world that
modern physics and ecological sciences are revealing to us today. In short,
as Calvino says, “folktales are real!”
So the old world of folklore carries truth that is adult indeed, and
which we ignore to our own peril. (In addition, when told or written,
there is an added benefit; the tales allow each of us to enter this old/new
truthful world in terms intimately established by our own unique image-making).
The child who grows up without access to this vision grows up imaginatively
mal-nourished. The sense of consequences, which underlies all values,
remains unclear. The map is not there, experientially. For in a story
we are not told what to believe. Rather, we experience the characters
within our own selves. All the storyteller gives us is sounds on the air:
the writer, only squiggles on a page. We are seeing aspects of ourselves.
Of our own interior. Folktales are the first true simulations and are
more interactive than any computer game. You become the mountains, the
rivers, the good and the evil. And you sort it all out experientially,
feeling it, creating it in your own images. Without this direct imaginative
experience, faith in one’s innate human powers is never mobilized. The
felt connection with the living universe, which has brought each one of
us forth, remains dormant. Of course, family, schooling, often experiences
in nature (I spent most of my childhood in New York City up in treetops)
can and do provide core experiences which modify and expand this. But
the realm through which experiences of what we might call, for lack of
a better word, connection, have been passed down, perhaps for the
last half million years, generation by generation, has been folklore.
It is how such experiences of the human path of life on this earth have
been codified and bundled and made usable and re-usable. They give us
each roots. And in the experience of listening and reading, wings. Yet
with this generation for the first time in history, perhaps, that link
is being sundered.
These tales belong to all of us. They come from our ancestors world-wide,
showing us the fundamental values, the survival benefits of good humor,
courage, compassion and faith, The characters that have them triumph,
thought they may suffer and go through tremendous hardships before they
are affirmed by the tale. And the greedy and selfish and cruel are thrown
out of the story, do not survive, are not upheld by the narrative itself.
Simple truths, childish truths, perhaps, but it can still take an entire
lifetime before one can live them.
This has been the human view, based on hard-won experience through the
millennia. And though these stories were never intended for children (who,
after all, needs affirmation more of what constitutes good decision-making
than those in power, i.e., than adults?) still, children were always part
of the audience for these tales, always expected to have these maps and
encouragements to mature human behavior as part of their store of tools
for living; something to draw on when the going gets rough.
For it will. Get rough. For that too is a truth of life and of folklore.
The good may triumph in the end, but bad and painful things will happen
along the way. The tales are not naive. “Welcome to life on earth!” they
say. “Here’s what it looks like. Here’s what will happen. Here’s the kind
of thinking and doing that will help you. These kinds will bring you down.”
Folktales are part of the primer that every one of us, adult and child,
should be carrying in our pockets or backpacks as we set out on the road
of life. What a mistake we make when we, as a culture, fail to provide
our own children with the tools they will need. When the big bad wolf
shows up on our doorstep and the winds of impermanence begin to blow,
will we be living in a house of brick or of straw? The choice is ours,
each one of ours. I say, let’s tell the tales and pass them on.
So, in my book, The Rough-Face Girl (Putnam 1992) I explore our
need for justice. Which is what Cinderella tales are really about. They
are so prevalent as patterns because they show what most people in most
places and times, do not see with their physical eyes. Justice. But the
truth is we yearn for it. Cinderella tales keep that flame alive. In my
recent novel, The World Before This One, (Arthur A. Levine Books,
Scholastic 2002) built of Seneca legends from my neighborhood, Rochester,
New York, I explore the nature of story and community and the ability
of the earth itself, the great stone beneath our feet, to tell us stories
that can change our lives. One of my favorite tales in that novel is one
about a boy and a monster bear. The boy triumphs over the huge and magically
empowered monster because he uses the greatest magic power of allóthe
power of his own mind awakened through a determination to help his people.
In my forthcoming novel, Birdwing (Arthur A. Levine Books, Scholastic,
2005) I explore the metaphor of the child who falls out of myth into this
world and can no longer fly, but still on the left side, the heart side,
has a wing. The image comes to me out of many years of apprenticeship
in the world of folklore and folk, or as I like to call it, traditional
tale. We all are born with a wing. Some hide it. Some cut if off, maiming
themselves to appear “normal.” And some learn to live fully with their
wing just as it is, and so become truly themselves. And, when they do,
they save not just themselves, but the kingdom.
All of my work owes its greatest debt to the world of folklore. Why?
“Folklore is us.” It cannot disappear or be disavowed anymore than can
our human nature and our deepest human dreams. But it can, sadly, go in
and out of fashion.
That being so, our job as teachers, educators, readers, and writers is
to keep the flame alive even as the pendulum of fashion swings back and
forth. Our job as adults, as always, is to pass what is important on to
the next generation. The forms of these tales, these tools, these immaterial
resources of the human spirit and imagination are as threatened now as
water and air, rivers and forests. Folktales are not being published as
they once were; those that are available are going out of print.
How lucky we are to still have them, as many as we do. My hope is that
the generations to come will share in our present still available good
fortune. Like everything else, it all depends on the choices we make today.
Kindness and courage, the old tales tell us, are true aspects of who we
are. The crossroads are before us. For our own sakes, and the sake of
those yet to come, let’s take the good road.
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